The DRL Group’s Broker Dealer & Custodian
You are known by the company you keep
Broker Dealer, NewEdge Securities
NewEdge Securities, LLC. is a registered broker dealer that maintains oversight, registration, and supervision of The DRL Group.
In this capacity, NewEdge Securities:
Assists in opening, approving, and monitoring your accounts
Maintains the relationship with our custodian, National Financial Securities
Supports The DRL Group in processing transactions and executing daily operations
Clearing Firm, National Financial Services LLC (NFS)
National Financial Services, a Fidelity Investments company, is one of the largest clearing providers in the industry.
As custodian for The DRL Group, NFS is responsible for:
The custody, receipt, and delivery of funds and securities and execution, clearance, and settlement of securities transactions
Preparing and sending periodic statem ents of your account and transaction confirmations
Maintains a Fidelity Bond to protect your assets
Your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account. In this role, NFS distributes required and supplemental information to you regarding your account. If you have any questions regarding the information posted here, please contact your investment professional.
Talk to us about your portfolio goals.
Call (281) 398-8600 for a free consultation.